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PRIOR NOTICE

Data must be electronically submitted, and confirmation issued by the FDA, before the shipment arrives in the U.S.

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U.S. FDA Food Import Compliance

 

FDA Prior Notice Service for Food Shipments Entering the United States

 

Prior Notice is one of the most important pre-arrival requirements for companies shipping FDA-regulated food and dietary supplement products into the United States. Whether a shipment travels by ocean freight, air cargo, truck, FedEx, UPS, DHL, or another international carrier, the required FDA information should be correctly submitted before the food reaches the United States.

For manufacturers, exporters, importers and distributors in the United States, Europe, Asia, Latin America and Africa, successful food importation involves more than arranging transportation. FDA Prior Notice, food facility registration, labeling, Foreign Supplier Verification Program requirements, customs entry information and product-specific obligations may all affect whether a shipment moves smoothly through a U.S. port of entry.





 

Prior Notice Is a Critical Part of the U.S. Food Import Process

 

International food commerce moves quickly, but regulatory information often must move even faster. Before many imported foods physically arrive at a U.S. port, airport or land border, the Food and Drug Administration must already have information identifying the food and the parties involved in the shipment.

FDA Prior Notice requirements were established to give the agency advance information about food imported or offered for import into the United States. The information helps FDA, working with U.S. Customs and Border Protection, determine where regulatory attention may be required and allows the government to target examinations and inspections more effectively.

This requirement affects an enormous range of commercial foods. Examples include coffee, tea, spices, rice, pasta, chocolate, olive oil, baked goods, confectionery, sauces, beverages, packaged snacks, dietary supplements, vitamins, botanical supplements and many types of canned or shelf-stable foods. A company may manufacture an excellent and legally marketable product and still experience an import problem if the shipment information is incomplete or the required Prior Notice has not been properly filed.

The issue is especially important for small and midsize foreign businesses entering the U.S. market for the first time. A European specialty-food producer may be shipping pallets to a distributor in New York. An Asian supplement company may be sending cartons by air freight to California. A Latin American coffee exporter may be sending inventory directly to an Amazon fulfillment network. An African spice company may use DHL for commercial samples or commercial quantities. Each supply chain is different, but the need to identify the regulatory roles before shipment is the same.

 

Compliance planning should begin before cargo is handed to the carrier.

Transportation bookings, customs entry, FDA Prior Notice, FSVP responsibilities, FDA facility registration and supporting commercial documents should be coordinated rather than handled as unrelated last-minute tasks.


 

What Is FDA Prior Notice?

 

Prior Notice is advance notification to the FDA concerning food that is imported or offered for import into the United States. FDA must receive the required information within the applicable regulatory timeframe before the shipment arrives.

The submission gives FDA information about the article of food, manufacturer or grower when applicable, shipper, country of production, shipment, anticipated arrival and other parties or transportation details relevant to the entry. The exact information required depends on the shipment and method of entry.

 

Identify the Food

The filing must accurately describe the food being shipped. Product descriptions should correspond with shipping documents and other regulatory information.

Identify the Parties

Manufacturer, shipper, importer, owner, consignee or other required parties must be identified correctly according to the transaction.

Identify the Shipment

Transportation method, anticipated arrival, port information and relevant shipment identifiers must be coordinated with the actual movement of the cargo.

 

Prior Notice should not be confused with FDA product approval. Most conventional foods do not receive individual premarket FDA approval. Nor does a Prior Notice confirmation represent a certificate that a product complies with every other requirement. It is one part of the import compliance process.

The distinction matters because exporters sometimes receive a Prior Notice confirmation and assume that customs clearance is therefore guaranteed. That is not the case. FDA may still examine the entry, request information, sample products, detain merchandise or take another appropriate regulatory action when an apparent violation exists.


 

Conventional Food, Dietary Supplements and Canned Food

 

Prior Notice applies broadly to covered food for humans and animals imported or offered for import into the United States. For commercial importers, this means that the requirement reaches far beyond obvious grocery products.

 

Conventional Food

Conventional foods can include packaged meals, bakery products, beverages, coffee, tea, cocoa, sauces, oils, grains, rice, spices, candy, snack products, cheese and many other foods.

Foreign facilities that manufacture, process, pack or hold food for U.S. consumption may also be subject to FDA food facility registration requirements.

Dietary Supplements

Dietary supplements are regulated as a category of food under the Federal Food, Drug, and Cosmetic Act. Imported vitamins, minerals, botanicals, amino acids and similar supplement products therefore may be subject to food-import requirements including Prior Notice.

Supplement labeling, facility registration and applicable ingredient requirements should be evaluated separately.

Canned Food

Acidified foods and low-acid canned foods may carry additional FDA establishment-registration and scheduled-process filing requirements. Prior Notice does not replace those requirements.

Exporters should verify applicable Food Canning Establishment and process-filing obligations before commercial production and U.S. shipment.

 

This layered approach is especially important for canned vegetables, sauces, preserved peppers, shelf-stable beans, seafood products and similar foods. A processor could successfully file Prior Notice for a shipment while still having a separate compliance problem if required acidified-food or low-acid canned-food process information has not been filed with FDA.

Likewise, filing a facility registration does not eliminate the requirement for shipment-specific Prior Notice. Each regulatory obligation should be evaluated on its own terms.


 

Minimum Prior Notice Submission Timeframes

 

The amount of advance notice depends in part on how the food reaches the United States. FDA establishes minimum submission periods before arrival. Companies should treat these as minimum regulatory windows rather than recommended business-planning deadlines.

 

Land by Road 2 Hours before arrival
Rail 4 Hours before arrival
Air 4 Hours before arrival
Vessel 8 Hours before arrival

 

International mail has different timing considerations: Prior Notice is generally submitted before the food is sent. Other shipment circumstances may also require specific handling.

 

Do not make the minimum filing window your operating procedure.

Waiting until a truck is approaching the border or an aircraft is already hours into its journey creates unnecessary risk. Incorrect product information, an invalid registration number, a changed port, missing manufacturer data or a transportation discrepancy may require correction when very little time remains.

 

A better commercial practice is to prepare the regulatory information when the shipment documentation becomes sufficiently final and to ensure that the confirmation is available before the goods reach the applicable U.S. arrival point.


 

FedEx, UPS, DHL and Express Courier Shipments

 

Small shipments often create a false sense of simplicity. A carton traveling by FedEx, UPS or DHL may move faster than an ocean container, but the use of an express carrier does not automatically remove FDA requirements.

Businesses frequently use express carriers for samples, initial purchase orders, e-commerce inventory, dietary supplements, specialty foods and replacement shipments. If the shipment contains covered food imported or offered for import into the United States, the regulatory status of the food must still be considered.

 

FedEx

Prepare FDA information before tendering time-sensitive food cargo. Make sure the commercial invoice and product description are consistent with the regulatory filing.

UPS

Identify the manufacturer, importer, consignee and shipment purpose correctly and determine who is responsible for Prior Notice and customs-entry coordination.

DHL

International express shipments can reach the United States rapidly. A regulatory issue discovered only after dispatch can therefore become a customs-clearance problem almost immediately.

 

The practical lesson is straightforward: do not assume that a carrier will automatically cure missing FDA information. Determine in advance what the carrier, customs broker, importer and FDA filing party will each handle.

A tracking number is not a Prior Notice confirmation. A commercial invoice is not a Prior Notice confirmation. A customs shipment record is not a substitute for a Prior Notice confirmation.


 

Shipping Food Directly to Amazon U.S. Warehouses

 

Amazon fulfillment has made it possible for manufacturers throughout Europe, Asia, Latin America and Africa to sell products to U.S. customers without operating their own conventional distribution warehouse. That convenience does not eliminate federal import responsibilities.

A fulfillment center is a destination for inventory. It should not automatically be treated as the importer of record, the FSVP importer, or the party responsible for every FDA compliance obligation. Those roles must be properly established for the transaction.

Foreign sellers shipping inventory directly to the United States should determine who will act as importer of record for customs purposes and, where FSVP applies, who qualifies as the FSVP importer. They should also coordinate the customs broker, bond requirements, shipment entry, FDA registration information, Prior Notice, labeling and final delivery instructions.

 

Amazon Destination

The fulfillment center may be the physical delivery destination after clearance. That does not by itself make the warehouse legally responsible for the foreign manufacturer's FDA or customs obligations.

Importer Responsibility

The party acting as importer of record remains responsible for the correctness of customs-entry information even when a licensed customs broker prepares and transmits the entry.

 

Companies should be particularly cautious when sending inventory to Amazon for the first time. Freight may arrive at the U.S. port before the seller has established an appropriate importer structure, FSVP arrangement or customs bond. Correcting those issues after arrival can be substantially more difficult and expensive than organizing them before departure.


 

Prior Notice and U.S. Customs Clearance Are Related—but Different

 

Food importation often involves two federal agencies with closely connected but distinct responsibilities: U.S. Customs and Border Protection and the U.S. Food and Drug Administration.

CBP administers customs entry requirements, tariff classification, valuation, country-of-origin matters, duties and other border requirements. FDA evaluates compliance with the laws applicable to FDA-regulated food.

 

Customs Entry

 

  • Importer of record
  • Entry documentation
  • Tariff classification
  • Customs valuation
  • Country of origin
  • Customs bond when applicable
  • Duties, taxes and applicable fees

FDA Food Entry

 

  • Prior Notice
  • FDA facility registration
  • Product identity
  • Manufacturer information
  • FSVP entry information when applicable
  • Label and product compliance
  • Additional product-specific requirements

 

Many commercial importers use a licensed customs broker to transmit customs and FDA entry information. The broker can be extremely important to the logistics process, but using a broker does not transfer all legal responsibility away from the importer.

The best results occur when the manufacturer, exporter, importer, FDA consultant, freight forwarder and customs broker are working from consistent information.


 

The Foreign Supplier Verification Program and Prior Notice

 

Prior Notice and the Foreign Supplier Verification Program address different regulatory responsibilities. Companies importing food into the United States should not treat one as a replacement for the other.

Under the FSVP regulation, covered importers must conduct risk-based activities to verify that their foreign suppliers produce food consistent with applicable U.S. food-safety requirements. This can involve hazard analysis, supplier evaluation, supplier approval, verification activities, corrective actions and recordkeeping.

FDA also requires FSVP importer information for covered food entries. The agency recognizes the DUNS number as an acceptable unique facility identifier for this purpose.

 

Prior Notice

Shipment-specific advance notification concerning food entering the United States.

FSVP

A risk-based importer program designed to verify foreign supplier and imported-food compliance with applicable U.S. safety requirements.

Customs Entry

The formal import transaction through which merchandise is declared to CBP and applicable government-agency information is transmitted.

 

A foreign manufacturer may therefore need a compliant U.S. importing structure before repeatedly shipping food into the country. Companies using Amazon FBA, third-party warehouses or independent distributors should pay particular attention to who is identified as the FSVP importer for each covered food entry.

FDA consultants in the United States can assist foreign suppliers and importers with understanding the relationship between Prior Notice, FSVP, FDA food facility registration, labels and import documentation.


 

What Happens When Prior Notice Is Not Properly Filed?

 

Failure to provide required Prior Notice can interrupt the movement of food at the border. Under FDA's Prior Notice enforcement framework, covered food arriving without adequate Prior Notice may be refused admission and held in accordance with applicable requirements.

This can create immediate commercial consequences. Perishable products may lose useful shelf life. Amazon appointments may be missed. Demurrage, storage, airline terminal, carrier or broker costs may accumulate. Customers may experience delayed delivery. A distributor may cancel an order when inventory cannot be released on schedule.

 

Missing Filing

The required Prior Notice was never submitted before the shipment reached the United States.

Incorrect Filing

Material information may not match the actual manufacturer, article of food, shipment, port or transportation details.

Late Filing

The filing may not satisfy the required advance-notice period before the shipment arrives.

 

FDA enforcement discretion may apply in certain circumstances, including some noncommercial shipments. Companies should not build a commercial import program around the expectation that enforcement discretion will be exercised.

 

Avoid assuming that “small shipment” means “no FDA requirement.”

The regulatory analysis depends on the nature and purpose of the shipment and the applicable exemptions—not simply on the number of cartons or the shipment's dollar value.


 

FDA Detention Assistance When an Import Problem Occurs

 

Not every FDA detention is caused by Prior Notice. Imported food may be detained because the entry appears to violate labeling requirements, facility registration requirements, FSVP rules, low-acid canned-food or acidified-food requirements, food safety standards or another provision of federal law.

When FDA identifies an apparent violation during entry review, the agency may issue a Notice of Detention and Hearing. The notice identifies the apparent charges and establishes a period in which the responsible party may provide evidence—commonly referred to as testimony—to attempt to overcome the appearance of violation.

The response should address the actual FDA charge. Sending unrelated certificates or general statements that a product is safe may not resolve the regulatory issue.

 

STEP 01

Review

Review the FDA notice, entry information, product, manufacturer and cited regulatory charge.

STEP 02

Investigate

Determine what occurred and whether documentation can establish compliance or support corrective action.

STEP 03

Respond

Prepare a focused response within the stated timeframe and submit appropriate evidence to FDA.

STEP 04

Prevent

Correct the underlying process before the next shipment rather than treating the detention as an isolated logistics problem.

 

If FDA ultimately refuses admission, the shipment generally must be exported or destroyed under the applicable FDA and CBP process. This makes early assistance particularly important.


 

Information to Prepare Before Requesting Prior Notice Service

 

Efficient Prior Notice filing depends on accurate shipment information. The exact information needed varies by transaction, but exporters should generally organize the following records before requesting assistance.

 

FDA Facility Registration Information Manufacturer or applicable registered food-facility information.
Commercial Invoice Product description, quantity, seller, buyer and commercial transaction information.
Air Waybill When goods are transported by air or express air carrier.
Bill of Lading When applicable to ocean or other freight transportation.
Product Description Accurate identity of each food or dietary supplement being imported.
Packaging Information Package type, quantity, weight and shipment configuration as required.
Manufacturer Details Legal name, address, country and other identifying information.
Shipper Information Party shipping the food from the foreign country.
Importer / Consignee Details Correct U.S. transaction parties according to the entry.
Transportation Details Carrier, mode of transport and anticipated arrival information.
Port of Arrival Correct U.S. location through which the shipment is expected to arrive.
FSVP Information FSVP importer name, email address and acceptable UFI where required.

 

Information should be internally consistent. If one document identifies a legal manufacturer while another identifies a trading company as manufacturer, the discrepancy should be resolved before filing. Similar care should be taken with addresses, product descriptions and shipment quantities.


 

Prior Notice Support for European, Asian, Latin American and African Exporters

 

Foreign food manufacturers often encounter U.S. import requirements for the first time only after receiving a purchase order. At that point, the commercial team may already be focused on production and transportation while regulatory responsibilities remain unresolved.

 

Europe

Cheese, olive oil, wine-related food products, specialty foods, confectionery, bakery products, supplements and gourmet products frequently enter through complex distribution arrangements.

Asia

Tea, spices, rice products, sauces, supplements, canned foods, snacks and e-commerce products may involve high-volume air and ocean imports.

Latin America

Coffee, cocoa, tropical products, sauces, grains, produce-derived foods and packaged consumer foods commonly move by air, ocean and land routes.

Africa

Coffee, tea, cocoa, spices, grains, botanicals, oils and specialty packaged products increasingly reach U.S. consumers through conventional and online channels.

 

An FDA consultant located in the United States can help bridge the operational gap between the overseas manufacturer and the U.S. importer, customs broker, freight provider, fulfillment warehouse and regulatory authorities.

This assistance is particularly useful where time zones, language differences and unfamiliar regulatory terminology make last-minute shipment problems difficult to resolve.


 

Services Provided by U.S. FDA Consultants

 

Prior Notice filing may be a single transaction, but experienced compliance support can address the broader regulatory framework surrounding the shipment.

 

Prior Notice Filing

Review shipment information and assist with electronic submission of FDA Prior Notice for covered imported food shipments.

Food Facility Registration

Assist domestic and foreign facilities with FDA food facility registration and applicable biennial renewal requirements.

FSVP Assistance

Support importers with FSVP planning, supplier verification documentation and applicable entry information.

Label Review

Review conventional food and dietary supplement labeling for applicable FDA requirements before commercial distribution.

Canned Food Compliance

Assist companies in identifying additional requirements applicable to acidified and low-acid canned foods.

FDA Detention Assistance

Review FDA detention notices, evaluate charges, organize supporting records and assist companies with regulatory responses.

Amazon Import Planning

Help foreign sellers evaluate FDA requirements before shipping food inventory directly to U.S. fulfillment warehouses.

Customs Coordination

Coordinate regulatory information with the importer and customs broker while recognizing that FDA consulting and licensed customs brokerage are separate professional functions.

Emergency Assistance

Help identify regulatory problems affecting a shipment already moving toward or arriving at a U.S. port and determine available next steps.


 

A Better Pre-Shipment Compliance Workflow

 

The most effective way to reduce import delays is to treat FDA compliance as part of shipment preparation rather than a task performed after the goods leave the factory.

 

PHASE 01

Verify Product

Determine whether the product is conventional food, dietary supplement, acidified food, low-acid canned food or another regulated category.

PHASE 02

Verify Parties

Confirm manufacturer, exporter, importer, FSVP importer, consignee and importer-of-record responsibilities.

PHASE 03

Verify Documents

Review registration information, invoice, label, packing information and transportation records before dispatch.

PHASE 04

File and Ship

Complete applicable Prior Notice and coordinate the confirmation with the carrier, customs broker and importing parties.

 

This process can help prevent one of the most common causes of international shipping frustration: discovering a regulatory requirement only after the cargo is already in transit.


 

Prior Notice Should Be Part of Every U.S. Food Shipment Plan

 

FDA Prior Notice is not merely another shipping document. It is a federal food-import requirement designed to provide the FDA with advance information concerning covered foods entering the United States.

For domestic importers and foreign manufacturers in Europe, Asia, Latin America and Africa, the safest approach is to organize the regulatory structure before the shipment begins moving. Know the manufacturer. Know the importer of record. Identify the FSVP importer when applicable. Verify facility registration. Understand product-specific requirements. Coordinate with the customs broker. File Prior Notice within the appropriate timeframe.

This becomes especially important when products are traveling through fast transportation networks such as FedEx, UPS or DHL or when a foreign seller is shipping directly to an Amazon U.S. fulfillment warehouse. Logistics technology can move a package across the world in a matter of hours; regulatory mistakes can stop that same package at the border.

Conventional food, dietary supplements and canned foods can each involve additional compliance requirements beyond Prior Notice. Likewise, FSVP obligations and customs-entry responsibilities must be handled separately. Successful importation comes from coordinating these requirements rather than addressing them independently after a problem occurs.

When a shipment is already detained, prompt review of the actual FDA charges is critical. When the shipment has not yet departed, careful preparation is usually the less expensive option.


U.S. FDA Prior Notice and food import compliance services

Shipping Food to the United States? File Your FDA Prior Notice Before Arrival.

 

U.S. FDA Consultants can assist domestic and foreign manufacturers, exporters, importers and distributors with Prior Notice submissions and related FDA food-import compliance requirements.

Whether your shipment is moving by ocean freight, air cargo, truck, FedEx, UPS or DHL—or is being delivered directly to an Amazon U.S. warehouse—prepare the FDA documentation before the cargo reaches the border.

Assistance can also include FDA food facility registration, FSVP compliance, dietary supplement requirements, canned-food compliance, label review and FDA detention support.

 

Regulatory information is provided for general informational purposes and should be evaluated according to the specific product, facility and transaction. FDA requirements, enforcement policies and import procedures may change. Registration or filing with FDA does not constitute FDA approval, certification or endorsement of a private company, product or service.

FDA
PRIOR
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$25.00
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FDA registration and compliance services provided by U.S. FDA Consultants
 
Suggested Reading • U.S. FDA Compliance Services

 

FDA Registration & Compliance Services for Food Manufacturers, Exporters and Importers

 

Preparing to manufacture, export, import or distribute FDA-regulated food products in the United States? Explore registration, U.S. Agent, FSVP, Prior Notice, labeling, canned-food and detention assistance provided by U.S. FDA Consultants.

Services are available to domestic companies and foreign manufacturers, exporters and suppliers throughout Europe, Asia, Latin America and Africa that need assistance navigating U.S. FDA requirements before products are manufactured, shipped, entered through U.S. Customs, delivered to distributors or sent to U.S. fulfillment warehouses.

 

FDA Registration

Food Facility Registration

Registration assistance for domestic and foreign facilities that manufacture, process, pack or hold food for consumption in the United States, including applicable biennial renewal support.

Food Facility Registration
Dietary Supplements

Dietary Supplement Compliance

Assistance for manufacturers and exporters of vitamins, minerals, botanical products, amino acids and other dietary supplements entering the U.S. market.

Dietary Supplement
Foreign Facilities

U.S. Agent Service

U.S. Agent support for foreign FDA-regulated establishments requiring a United States contact for applicable FDA registration and regulatory communications.

U.S. Agent Service
Food Import Compliance

Foreign Supplier Verification Program

FSVP assistance for covered imported foods, including importer responsibilities, supplier verification, food safety documentation and entry-related compliance.

FSVP Services
Before Arrival

FDA Prior Notice

Electronic Prior Notice assistance for covered imported food shipments traveling by ocean freight, air freight, truck, FedEx, UPS, DHL or other carriers.

Prior Notice Service
Canned Food

FCE & SID / Food Canning

Assistance for applicable commercial processors of acidified foods and low-acid canned foods with Food Canning Establishment and process-filing requirements.

FCE & SID Services
Label Compliance

FDA Labels & Label Review

Labeling assistance for foods and dietary supplements, including ingredient statements, allergen declarations, Nutrition Facts, Supplement Facts and applicable claims.

FDA Label Services
Import Problems

FDA Detention Assistance

Regulatory assistance when imported foods are held or detained, including review of FDA notices, apparent violations, entry documentation and possible corrective responses.

FDA Detention Assistance
Regulatory Support

FDA Compliance Assistance

Broader assistance with FDA regulatory deficiencies, facility concerns, import issues, registration problems and compliance planning for FDA-regulated businesses.

FDA Compliance Services
Complete Portfolio

All FDA Services

Explore the complete range of FDA registration, U.S. Agent, food import, labeling, detention and regulatory compliance services.

View All FDA Services
International FDA Assistance

 

Supporting Domestic and Foreign Food Companies

 

U.S. FDA Consultants can assist businesses throughout the supply chain—from overseas manufacturing facilities preparing their first U.S. shipment to established U.S. importers managing multiple suppliers and products.

 

United States
Europe
Asia
Latin America
Africa

Before Shipping to the United States

 

  • Confirm FDA facility registration status
  • Identify U.S. Agent responsibilities
  • Determine FSVP importer requirements
  • Review product classification
  • Review labels and packaging
  • Determine FCE/SID requirements when applicable
  • Coordinate Prior Notice
  • Prepare customs and shipment documentation

When Products Are Already in Transit

 

  • Review missing or incorrect Prior Notice information
  • Coordinate with importer and customs broker
  • Identify FDA registration problems
  • Review apparent labeling violations
  • Evaluate FSVP entry issues
  • Review FDA hold or detention notices
  • Organize supporting compliance documentation
  • Plan corrective action for future shipments
FDA Registration & Compliance

 

Preparing to Export FDA-Regulated Food Products to the United States?

 

Get assistance before your shipment reaches a U.S. port, airport, land border, distributor or Amazon fulfillment warehouse.

U.S. FDA Consultants can help coordinate the registration, U.S. Agent, FSVP, Prior Notice, labeling, canned-food and regulatory compliance requirements that may apply to your products and supply chain.

 

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